SEC Form 4 · accession 0000939057-17-000004
PROVIDENT FINANCIAL HOLDINGS INC · PROV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Judy A Carpenter
Director
Period of report
Jan 9, 2017
Accepted (ET)
Jan 10, 2017 · 3:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001010470
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01F1 | Jan 9, 2017 | A | 1,000 | $0.00 | A | 4,200 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The total ownership of 4,200 shares includes the 1,000 share restricted stock award of January 9, 2017 with 500 shares vesting on January 9, 2018 and 500 shares vesting on January 9, 2019; and 1,000 shares in Ms. Carpenter's employer sponsored 401(k) plan account.