SEC Form 4 · accession 0000939057-16-001066
PROVIDENT FINANCIAL HOLDINGS INC · PROV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Weiant
Officer — Senior Vice President
Period of report
Nov 2, 2016
Accepted (ET)
Nov 3, 2016 · 4:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001010470
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01F1 | Nov 2, 2016 | S | 1,000 | $19.00 | D | 21,375 | D | |
| Common Stock, Par Value $0.01F1 | Nov 3, 2016 | S | 1,909 | $19.02 | D | 19,466 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The ownership of 19,466 shares includes 6,250 shares from the restricted stock award granted on September 30, 2014 from the 2010 Equity Incentive Plan with 6,250 shares vesting on September 30, 2018; and, indirect ownership of 6,920 shares in Mr. Weiant's Employee Stock Ownership Plan account.