SEC Form 4 · accession 0000939057-16-000679
PROVIDENT FINANCIAL HOLDINGS INC · PROV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Debbi Guthrie
Director
Period of report
Feb 22, 2016
Accepted (ET)
Feb 23, 2016 · 11:04 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001010470
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01F1 | Feb 22, 2016 | M | 10,000 | $7.43 | A | 26,513 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common Stock | $7.43 | Feb 22, 2016 | M | 10,000 | D | Jun 20, 2013 | Jun 20, 2021 | Common Stock | 10,000 | 41,800 | D |
Explanation of responses
- F13,712 shares are held in Ms. Guthrie's IRA account