SEC Form 4 · accession 0000939057-15-000531
PROVIDENT FINANCIAL HOLDINGS INC · PROV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard L Gale
Officer — Senior Vice President
Period of report
Nov 13, 2015
Accepted (ET)
Nov 17, 2015 · 2:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001010470
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01F1 | Nov 13, 2015 | S | 4,880 | $17.86 | D | 92,249 | D | |
| Common Stock, Par Value $0.01F1 | Nov 16, 2015 | S | 2,594 | $18.00 | D | 89,655 | D | |
| Common Stock, Par Value $0.01F1 | Nov 17, 2015 | S | 1,526 | $18.00 | D | 88,129 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The ownership of 88,129 shares includes the 12,500 share restricted stock award granted on September 30, 2014 from the 2010 Equity Incentive Plan with 6,250 shares vesting on September 30, 2016 and 6,250 shares vesting on September 30, 2018; and, indirect ownership of 1,793 shares in Mr. Gale's 401(K) Plan; 44,192 shares in Mr. Gale's Employee Stock Ownership Plan account; and 361 shares by Mr. Gale's spouse.