SEC Form 4 · accession 0000939057-15-000375
PROVIDENT FINANCIAL HOLDINGS INC · PROV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Craig G Blunden
Officer — Chairman and CEO · Director
Period of report
Jul 30, 2015
Accepted (ET)
Aug 3, 2015 · 11:44 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001010470
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01F1,F2 | Jul 30, 2015 | P | 4,000 | $16.20 | A | 170,248 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Ownership of 170,248 shares includes the 30,000 share restricted stock award granted on September 30, 2014 from the 2010 Equity Incentive Plan with 15,000 shares vesting on September 30, 2016 and 15,000 shares vesting on September 30, 2018; and, indirect ownership of 29,057 shares in Mr. Blunden's 401(K) Plan, and 27,357 shares in Mr. Blunden's Employee Stock Ownership Plan account.
- F2Excludes an unknown number of shares owned by Mr. Blunden's spouse for which Mr. Blunden disclaims beneficial ownership as a result of a legal separation between the parties.