SEC Form 4 · accession 0000939057-15-000324
PROVIDENT FINANCIAL HOLDINGS INC · PROV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph Barr
Director
Period of report
Jun 22, 2015
Accepted (ET)
Jun 23, 2015 · 10:04 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001010470
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 | Jun 22, 2015 | M | 10,000 | $7.43 | A | 21,718 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common StockF1 | $7.43 | Jun 22, 2015 | M | 10,000 | D | Jun 20, 2015 | Jun 20, 2021 | Common Stock | 10,000 | 33,300 | D |
Explanation of responses
- F1Includes: (a) 3,000 options granted under the Provident 2003 Stock Option Plan; (b) 10,300 options granted under the Provident 2006 Equity Incentive Plan; and (c) 20,000 options granted under the Provident 2013 Equity Incentive Plan.