SEC Form 4 · accession 0000939057-15-000142
PROVIDENT FINANCIAL HOLDINGS INC · PROV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard L Gale
Officer — Senior Vice President
Period of report
Mar 19, 2015
Accepted (ET)
Mar 20, 2015 · 5:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001010470
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01F1 | Mar 19, 2015 | S | 29 | $16.33 | D | 101,397 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The ownership of 101,397 shares includes the 12,500 share restricted stock award granted on September 30, 2014 from the 2010 Equity Incentive Plan with 6,250 shares vesting on September 30, 2016 and 6,250 shares vesting on September 30, 2018; the 5,000 share restricted stock award granted on June 20,2011 from the 2010 Equity Incentive Plan vesting on June 20, 2015; and, indirect ownership of 1,793 shares in Mr. Gale's 401(K) Plan; 43,550 shares in Mr. Gale's Employee Stock Ownership Plan account; and 361 shares by Mr. Gale's spouse.