SEC Form 4 · accession 0001140361-18-043004
SIGA TECHNOLOGIES INC · SIGA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dennis E Hruby
Officer — VP & Chief Scientific Officer
Period of report
Nov 12, 2018
Accepted (ET)
Nov 13, 2018 · 7:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001010086
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.0001 Per ShareF1 | Nov 12, 2018 | S | 18,901 | $4.96 | D | 228,564 | D | |
| Common Stock, Par Value $.0001 Per ShareF1 | Nov 13, 2018 | S | 31,099 | $5.29 | D | 197,465 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold on November 12, 2018 in multiple transactions at prices ranging from $4.90 to $5.06, inclusive, and on November 13, 2018 in multiple transactions at prices ranging from $5.03 to $5.48, inclusive. The reporting person undertakes to provide to SIGA Technologies, Inc., any security holder of SIGA Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.