SEC Form 4 · accession 0001140361-18-019075
SIGA TECHNOLOGIES INC · SIGA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Antal
Director
Period of report
Apr 18, 2018
Accepted (ET)
Apr 19, 2018 · 5:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001010086
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.0001 Per Share | Apr 18, 2018 | M | 10,000 | $3.53 | A | 136,487 | D | |
| Common Stock, par value $.0001 per shareF1 | Apr 18, 2018 | F | 5,612 | $6.29 | D | 130,875 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $3.53 | Apr 18, 2018 | M | 10,000 | D | May 14, 2008 | May 14, 2018 | Common Stock, par value $.0001 per share | 10,000 | 0 | D |
Explanation of responses
- F1This Form 4 reports the exercise of an option for 10,000 shares of common stock of the issuer and the related surrender to the issuer of 5,612 shares of common stock of the issuer by the reporting person in order to effect the option exercise.