SEC Form 4 · accession 0001140361-18-018930
SIGA TECHNOLOGIES INC · SIGA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas E Constance
Director
Period of report
Apr 17, 2018
Accepted (ET)
Apr 18, 2018 · 4:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001010086
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.0001 Per Share | Apr 17, 2018 | M | 10,000 | $3.53 | A | 273,500 | D | |
| Common Stock, par value $.0001 per shareF1 | Apr 17, 2018 | F | 5,694 | $6.20 | D | 267,806 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $3.53 | Apr 17, 2018 | M | 10,000 | D | May 14, 2008 | May 14, 2018 | Common Stock, par value $.0001 per share | 10,000 | 0 | D |
Explanation of responses
- F1This Form 4 reports the exercise of an option for 10,000 shares of common stock of the issuer and the related surrender to the issuer of 5,694 shares of common stock of the issuer by the reporting person in order to effect the option exercise.