SEC Form 4 · accession 0001140361-17-022168
SIGA TECHNOLOGIES INC · SIGA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael C. Plansky
Director
Period of report
May 23, 2017
Accepted (ET)
May 24, 2017 · 5:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001010086
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to buy)F1 | $3.50 | May 23, 2017 | A | 25,000 | A | — | May 23, 2027 | Common Stock, par value $.0001 per share | 25,000 | 25,000 | D |
| Restricted Stock UnitsF2,F3 | — | May 23, 2017 | A | 15,000 | A | — | — | Common Stock, par value $.0001 per share | 15,000 | 15,000 | D |
Explanation of responses
- F1The options vest immediately upon the grant of such options.
- F2Each restricted stock unit ("RSU") converts into one share of common stock of SIGA Technologies, Inc. on a one for one basis.
- F3The RSUs vest on the first anniversary of the grant date.