SEC Form 4 · accession 0001140361-17-021547
SIGA TECHNOLOGIES INC · SIGA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew L Stern
Director
Period of report
May 17, 2017
Accepted (ET)
May 19, 2017 · 4:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001010086
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.0001 Per Share | May 17, 2017 | M | 15,000 | $0.00 | A | 77,865 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | May 17, 2017 | M | 15,000 | D | — | — | Common Stock, par value $.0001 per share | 15,000 | 0 | D |
Explanation of responses
- F1Each restricted stock unit ("RSU") converts into one share of common stock of SIGA Technologies, Inc. on a one for one basis.
- F2The RSUs were granted on May 17, 2016, and vested on the first anniversary of such date.