SEC Form 4 · accession 0001140361-15-033092
SIGA TECHNOLOGIES INC · SIGA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dennis E Hruby
Officer — VP & Chief Scientific Officer
Period of report
Aug 20, 2015
Accepted (ET)
Aug 21, 2015 · 4:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001010086
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.0001 per share | Aug 20, 2015 | M | 6,250 | $0.00 | A | 90,874 | D | |
| Common Stock, par value $.0001 per share | Aug 20, 2015 | M | 6,250 | $0.00 | A | 97,124 | D | |
| Common Stock, par value $.0001 per share | Aug 20, 2015 | M | 6,250 | $0.00 | A | 103,374 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Aug 20, 2015 | M | 6,250 | D | — | — | Common Stock, par value $.0001 per share | 6,250 | 6,250 | D |
| Restricted Stock UnitsF2 | — | Aug 20, 2015 | M | 6,250 | D | — | — | Common Stock, par value $.0001 per share | 6,250 | 31,250 | D |
| Restricted Stock UnitsF3 | — | Aug 20, 2015 | M | 6,250 | D | — | — | Common Stock, par value $.0001 per share | 6,250 | 56,250 | D |
Explanation of responses
- F1Represents vesting and conversion of certain RSUs granted on February 28, 2012. Each RSU converts into one share of Common Stock of the Issuer on a one for one basis.
- F2Represents vesting and conversion of certain RSUs granted on January 3, 2013. Each RSU converts into one share of Common Stock of the Issuer on a one for one basis.
- F3Represents vesting and conversion of certain RSUs granted on January 3, 2014. Each RSU converts into one share of Common Stock of the Issuer on a one for one basis.