SEC Form 4 · accession 0001193805-18-001109
AIR INDUSTRIES GROUP · AIRI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Luciano M Melluzzo
Officer — President
Period of report
Aug 27, 2018
Accepted (ET)
Aug 30, 2018 · 5:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001009891
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock | Aug 27, 2018 | P | 10,000 | $1.45 | A | 10,000 | D | |
| Common stock | Aug 28, 2018 | P | 10,000 | $1.42 | A | 20,000 | D | |
| Common stock | Aug 30, 2018 | P | 10,000 | $1.42 | A | 30,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $1.50 | holding | — | — | — | Sep 15, 2017 | Sep 30, 2024 | Common stock | 270,000 | 270,000 | D |