SEC Form 4 · accession 0001193805-16-003416
AIR INDUSTRIES GROUP · AIRI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Buonanno
Director
Period of report
Jun 2, 2016
Accepted (ET)
Jun 6, 2016 · 4:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001009891
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 7, 2016 | P | 61 | $7.85 | A | 1,600 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to purchase) | $2.95 | Jul 11, 2011 | A | 3,000 | A | Jul 11, 2011 | Jul 11, 2016 | Common Stock | 3,000 | 3,000 | D |
| Stock Options (right to purchase) | $6.00 | Sep 10, 2012 | A | 3,000 | A | Sep 10, 2012 | Sep 10, 2017 | Common Stock | 3,000 | 6,000 | D |
| Stock Options (right to purchase) | $6.00 | Apr 23, 2013 | A | 750 | A | Apr 23, 2013 | Apr 23, 2018 | Common Stock | 750 | 6,750 | D |
| Stock Options (right to purchase) | $7.86 | Sep 30, 2013 | A | 750 | A | Sep 30, 2013 | Sep 30, 2018 | Common Stock | 750 | 7,500 | D |
| Stock Options (right to purchase) | $8.98 | Dec 31, 2013 | A | 750 | A | Dec 31, 2013 | Dec 31, 2018 | Common Stock | 750 | 8,250 | D |
| Stock Options (right to purchase) | $9.38 | Mar 31, 2014 | A | 750 | A | Mar 31, 2014 | Mar 31, 2019 | Common Stock | 750 | 9,000 | D |
| Stock Options (right to purchase) | $11.73 | May 16, 2014 | A | 750 | A | May 16, 2014 | May 15, 2019 | Common Stock | 750 | 9,750 | D |
| Stock Options (right to purchase) | $9.24 | Aug 21, 2014 | A | 750 | A | Aug 21, 2014 | Aug 20, 2019 | Common Stock | 750 | 10,500 | D |
| Stock Options (right to purchase) | $10.26 | Nov 24, 2014 | A | 1,750 | A | Nov 24, 2014 | Nov 23, 2019 | Common Stock | 1,750 | 12,250 | D |
| Stock Options (right to purchase) | $10.05 | Apr 6, 2015 | A | 750 | A | Apr 6, 2015 | Apr 5, 2020 | Common Stock | 750 | 13,000 | D |
| Stock Options (right to purchase) | $10.05 | Apr 6, 2015 | A | 750 | A | Jul 1, 2015 | Apr 5, 2020 | Common Stock | 750 | 13,750 | D |
| Stock Options (right to purchase) | $10.05 | Apr 6, 2015 | A | 750 | A | Oct 1, 2015 | Apr 5, 2020 | Common Stock | 750 | 14,500 | D |
| Stock Options (right to purchase) | $10.05 | Apr 6, 2015 | A | 750 | A | Jan 1, 2016 | Apr 5, 2020 | Common Stock | 750 | 15,250 | D |
| Stock Options (right to purchase) | $4.64 | Jun 2, 2016 | A | 750 | A | Jun 2, 2016 | Jun 1, 2021 | Common Stock | 750 | 16,000 | D |
| Stock Options (right to purchase) | $4.64 | Jun 2, 2016 | A | 750 | A | Aug 1, 2016 | Jun 1, 2021 | Common Stock | 750 | 16,750 | D |
| Stock Options (right to purchase) | $4.64 | Jun 2, 2016 | A | 750 | A | Nov 1, 2016 | Jun 1, 2021 | Common Stock | 750 | 17,500 | D |
| Stock Options (right to purchase) | $4.64 | Jun 2, 2016 | A | 750 | A | Feb 1, 2017 | Jun 1, 2021 | Common Stock | 750 | 18,250 | D |