SEC Form 4 · accession 0001193805-15-000410
AIR INDUSTRIES GROUP · AIRI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jim Sartori
Officer — Controller
Period of report
Mar 19, 2015
Accepted (ET)
Mar 20, 2015 · 1:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001009891
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to purchase) | $10.34 | Mar 19, 2015 | A | 3,666 | A | Mar 19, 2016 | Mar 19, 2019 | Common Stock | 3,666 | 3,666 | D |
| Stock Options (right to purchase) | $10.34 | Mar 19, 2015 | A | 3,666 | A | Mar 19, 2017 | Mar 19, 2019 | Common Stock | 3,666 | 7,332 | D |
| Stock Options (right to purchase) | $10.34 | Mar 19, 2015 | A | 3,667 | A | Mar 19, 2018 | Mar 19, 2019 | Common Stock | 3,667 | 11,000 | D |