SEC Form 4 · accession 0001209191-16-106243
JAKKS PACIFIC INC · JAKK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Mar 3, 2016
Accepted (ET)
Mar 4, 2016 · 7:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001009829
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 3, 2016 | S | 1,000,000 | $7.45 | D | 2,961,054 | I | Through California Capital |
| Common Stock | holding | — | — | — | 239,622 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| WarrantF3 | $16.2823 | holding | — | — | — | Sep 12, 2012 | Sep 12, 2017 | Common Stock | 1,500,000 | 1,500,000 | I |
Explanation of responses
- F1These shares of common stock were sold on the open market. The price reported in Column 4 is the price per share.
- F2Dr. Patrick Soon-Shiong is the sole member of California Capital Z, LLC.
- F3California Capital Equity, LLC is the sole member of NantWorks LLC. Dr. Patrick Soon-Shiong is the sole member of California Capital Equity, LLC.