SEC Form 4 · accession 0001185185-26-003930
JAKKS PACIFIC INC · JAKK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alexander Shoghi
Director
Period of report
Sep 9, 2026
Accepted (ET)
Sep 11, 2026 · 7:01 am EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001009829
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F4,F5 | Sep 9, 2026 | M | 4,827 | $24.44 | A | 17,391 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit ("RSU")F4,F1 | — | Sep 9, 2026 | M | 4,827 | D | — | — | Common Stock | 4,827 | 0 | D |
| Restricted Stock Unit ("RSU")F6,F5,F2,F3 | — | Sep 9, 2026 | A | 3,478 | A | — | — | Common Stock | 3,478 | 3,478 | D |
Explanation of responses
- F1Vested according to the terms of the RSU described in a previous filing.
- F2Issued under Issuer's 2002 Stock award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to vesting.
- F3RSUs will vest in 1 installment on the first anniversary of the date of the grant. The Reporting Person must be a member of the Board of Directors for an RSU to vest.
- F4Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.
- F5Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by Issuer's Board of Directors.
- F6Represents the closing price of the Company's common stock for the trading day preceding the date of grant, as reported by NASDAQ.