SEC Form 4 · accession 0001144204-17-040944
JAKKS PACIFIC INC · JAKK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen G Berman
Officer — CEO, President and Secretary · Director
Period of report
Aug 7, 2017
Accepted (ET)
Aug 7, 2017 · 6:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001009829
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 7, 2017 | P | 10,000 | $3.40 | A | 864,070 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Certain of these shares may be restricted from transfer pursuant to the minimum stock ownership provision in Holder's Employment Agreement with the Issuer and certain of these shares are subject to vesting conditions.