SEC Form 4 · accession 0001144204-17-010430
JAKKS PACIFIC INC · JAKK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alexander Shoghi
Director
Period of report
Feb 20, 2017
Accepted (ET)
Feb 22, 2017 · 5:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001009829
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Feb 20, 2017 | A | 16,806 | $5.14 | A | 29,348 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Issued under the Company's 2002 Stock Award and Incentive Plan. In accordance with such Plan, the shares so issued will vest on, and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to, January 1, 2018.
- F2Represents the average closing price of the Company's common stock for the ten trading days preceding the date of grant, as reported by NASDAQ.
- F3Certain of these shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.