SEC Form 4 · accession 0001144204-16-083914
JAKKS PACIFIC INC · JAKK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Joseph McGrath
Officer — Chief Operating Officer
Period of report
Feb 23, 2016
Accepted (ET)
Feb 23, 2016 · 5:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001009829
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Feb 23, 2016 | D | 125,091 | $7.77 | D | 34,790 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects the forfeiture of 125,091 shares issued pursuant to the terms of Holder's Employment Agreement that failed to vest pursuant to the terms of that certain January 1, 2015 Restricted Stock Award Agreement by and between the Holder and the Issuer.
- F2Represents the closing price of the Issuer's common stock on 2/22/16, as reported by Nasdaq.
- F3Certain of these shares may be restricted from transfer pursuant to the minimum stock ownership provision in Holder's Employment Agreement with the Issuer.