SEC Form 4 · accession 0001608202-15-000005
Capstone Energy Plus, Inc. · CEPL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard B Lewis
Officer — Vice President Operations
Period of report
May 12, 2015
Accepted (ET)
May 14, 2015 · 8:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001009759
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 12, 2015 | F | 6,695 | $0.55 | D | 80,805 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares were sold pursuant to the prior authorization of the Reporting Person to cover the tax liability resulting from the vesting of restricted stock units.