SEC Form 4 · accession 0001608202-15-000001
Capstone Energy Plus, Inc. · CEPL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard B Lewis
Officer — Vice President Operations
Period of report
Apr 12, 2015
Accepted (ET)
Apr 14, 2015 · 9:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001009759
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 12, 2015 | A | 25,000 | $0.00 | A | 87,500 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right-to-Buy)F1 | $0.64 | Apr 12, 2015 | A | 89,700 | A | Apr 12, 2015 | Apr 12, 2025 | Common Stock | 89,700 | 89,700 | D |
Explanation of responses
- F125% of the options vest on this date; and monthly thereafter on a pro rata basis over the next 36 months.