SEC Form 4 · accession 0001447591-18-000019
Capstone Energy Plus, Inc. · CEPL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jayme L. Brooks
Officer — CFO & CAO
Period of report
Jun 4, 2018
Accepted (ET)
Jun 6, 2018 · 9:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001009759
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance Restricted Stock Unit (PRSU)F1,F2 | — | Jun 4, 2018 | A | 23,585 | A | Apr 1, 2018 | May 31, 2021 | Common Stock | 23,585 | 23,585 | D |
Explanation of responses
- F1Each PRSU represents a contingent right to receive one share of CPST common stock.
- F2Each PRSU is based on a three-year performance period with the actual awards being determined as soon as practicable after the 3rd anniversary of the performance date April 1, 2018