SEC Form 4/A · accession 0001447591-18-000018
Capstone Energy Plus, Inc. · CEPL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Jayme L. Brooks
Officer — CFO & CAO
Period of report
May 14, 2018
Accepted (ET)
May 16, 2018 · 8:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001009759
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | May 14, 2018 | F | 133 | $1.37 | D | 323,347 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The transaction code that was reported, has been amended, to reflect the correction of a clerical error.
- F2The shares were withheld pursuant to the prior authorization of the Reporting Person to cover the tax liability resulting from the vesting of restricted stock units.