SEC Form 4 · accession 0001447591-16-000050
Capstone Energy Plus, Inc. · CEPL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jayme L. Brooks
Officer — CFO & CAO
Period of report
Apr 11, 2016
Accepted (ET)
Apr 13, 2016 · 8:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001009759
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 11, 2016 | F | 119 | $1.59 | D | 19,892 | D | |
| Common StockF1 | Apr 12, 2016 | F | 214 | $1.52 | D | 19,678 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares were sold pursuant to the prior authorization of the Reporting Person to cover the tax liability resulting from the vesting of restricted stock units