SEC Form 4 · accession 0001447591-16-000048

Capstone Energy Plus, Inc. · CEPL

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — EVP Sales & Marketing

Period of report

Mar 28, 2016

Accepted (ET)

Mar 30, 2016 · 9:36 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001009759

Table I — non-derivative securities

No Table I lines on this filing.

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	D/I
Employee Stock Option (Right-to-Buy)^F1	$20.20	Mar 28, 2016	J	3,906	D	Jun 6, 2013	Aug 30, 2022	Common Stock	3,906	D
Employee Stock Option (Right-to-Buy)^F1	$18.40	Mar 28, 2016	J	66	D	Apr 9, 2014	Apr 9, 2023	Common Stock	66	D
Employee Stock Option (Right-to-Buy)^F1	$28.00	Mar 28, 2016	J	3,889	D	May 14, 2015	May 14, 2025	Common Stock	3,889	D
Employee Stock Option (Right-to-Buy)^F1	$12.80	Mar 28, 2016	J	7,180	D	Apr 12, 2016	Apr 12, 2026	Common Stock	7,180	D