SEC Form 4 · accession 0001447591-16-000047
Capstone Energy Plus, Inc. · CEPL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard B Lewis
Officer — VP Operations
Period of report
Mar 28, 2016
Accepted (ET)
Mar 30, 2016 · 9:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001009759
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right-to-Buy)F1 | $30.40 | Mar 28, 2016 | J | 6,771 | D | May 14, 2015 | May 14, 2025 | Common Stock | 6,771 | 0 | D |
| Employee Stock Option (Right-to-Buy)F1 | $12.80 | Mar 28, 2016 | J | 4,485 | D | Apr 12, 2016 | Apr 12, 2026 | Common Stock | 4,485 | 0 | D |
Explanation of responses
- F1Cancellation of a long derivative security position for no value