SEC Form 4 · accession 0001447591-15-000040
Capstone Energy Plus, Inc. · CEPL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard B Lewis
Officer — VP Operations
Period of report
Dec 18, 2015
Accepted (ET)
Dec 22, 2015 · 8:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001009759
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 18, 2015 | A | 16,939 | $1.19 | A | 20,979 | D | |
| Common StockF2,F1 | Dec 18, 2015 | F | 6,272 | $1.19 | D | 14,707 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Company effected a 1-for-20 reverse stock split of its Common Stock as of 4:30 p.m. Eastern Standard Time on November 6, 2015.
- F2The shares were withheld pursuant to the prior authorization of the Reporting Person to cover the tax liability resulting from the grant of restricted stock awards.