SEC Form 4 · accession 0001447591-15-000034
Capstone Energy Plus, Inc. · CEPL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary D Simon
Director
Period of report
Dec 1, 2015
Accepted (ET)
Dec 3, 2015 · 8:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001009759
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 1, 2015 | A | 8,202 | $1.60 | A | 22,849 | D | |
| Common StockF1 | holding | — | — | — | 1,200 | I | By 2002 CLT Trust | |
| Common StockF1 | holding | — | — | — | 445 | I | By 2007 CLT Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Company effected a 1-for-20 reverse stock split of its Common Stock as of 4:30 p.m. Eastern Standard Time on November 6, 2015.