SEC Form 4 · accession 0001009759-26-000010
Capstone Energy Plus, Inc. · CEPL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Voting Common Stock | Sep 9, 2026 | F | 2,990 | $5.77 | A | 544,452 | D |
Table II — derivative securities
Remarks
1. Reflects the deemed disposition of shares of voting common stock to cover the Reporting Person's tax liability in connection with the vesting and settlement of the restricted stock units vested on September 9, 2026. 2. Includes 150,000 shares of voting common stock underlying restricted stock units that vest in equal annual installments on March 11, 2026, and March 11, 2027, respectively, 8,333 shares of voting common stock underlying restricted stock units that vest on September 9, 2027, 32,834 shares of voting common stock units that vest in two equal annual installments commencing on April 3, 2027 and April 3, 2028, 65,000 shares of voting common stock underlying restricted stock awards that vest in three equal annual installments commencing on May 12, 2027, May 12, 2028 and May 12, 2029, and 75,000 shares of voting common stock purchased in the Issuer private offering.