SEC Form 4/A · accession 0001209191-18-003633
CARBO CERAMICS INC · CRR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Gary A Kolstad
Officer — President and CEO · Director
Period of report
Jan 16, 2017
Accepted (ET)
Jan 16, 2018 · 5:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001009672
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF1,F2 | — | Jan 16, 2017 | A | 92,718 | A | — | — | Common Stock | 92,718 | 92,718 | D |
Explanation of responses
- F1Each share of phantom stock is the economic equivalent of one share of CARBO Ceramics common stock and will be settled in cash based on the fair market value of such a share at the time of vesting.
- F2The phantom stock award will vest in three equal annual installments beginning on February 1, 2018.