SEC Form 4 · accession 0000899243-18-018647
CARBO CERAMICS INC · CRR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Table I — non-derivative securities
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Put Option (obligation to buy)F1 | $13.00 | Jun 11, 2018 | P | 700 | A | Jun 11, 2018 | Jun 15, 2018 | Common Stock | 70,000 | 0 | D |
| Put Option (obligation to buy)F1 | $13.00 | Jun 12, 2018 | P | 1,060 | A | Jun 12, 2018 | Jun 15, 2018 | Common Stock | 106,000 | 0 | D |
| Put Option (obligation to buy)F1 | $13.00 | Jun 13, 2018 | P | 585 | A | Jun 13, 2018 | Jun 15, 2018 | Common Stock | 58,500 | 0 | D |
| Put Option (obligation to buy)F1 | $13.00 | Jun 14, 2018 | P | 3,930 | A | Jun 14, 2018 | Jun 15, 2018 | Common Stock | 393,000 | 0 | D |
Explanation of responses
- F1The Reporting Person bought-to-close 6,275 put options referencing 627,500 shares of Common Stock.
Remarks
This Form 4 is also being filed by (i) Dan H. Wilks, in his capacity as a managing member of Wilks Brothers, LLC (ii) Farris Wilks, in his capacity as a managing member of Wilks Brothers, LLC and (iii) Staci Wilks. Dan H. Wilks and Staci Wilks are husband and wife and Dan H. Wilks and Farris Wilks are brothers. Each Reporting Person disclaims beneficial ownership of all equity securities reported herein except to the extent of its respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4.