SEC Form 4 · accession 0000100885-19-000040
UNION PACIFIC CORP · UNP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lance M Fritz
Officer — CHAIRMAN PRESIDENT & CEO
Period of report
Jan 28, 2019
Accepted (ET)
Jan 29, 2019 · 1:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000100885
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 28, 2019 | M | 164,298 | $75.52 | A | 632,097 | D | |
| Common Stock | Jan 28, 2019 | F | 77,091 | $160.95 | D | 555,006 | D | |
| Common Stock | Jan 28, 2019 | F | 38,327 | $160.95 | D | 516,679 | D | |
| Common StockF1 | holding | — | — | — | 23,426 | I | By Deferral Account | |
| Common Stock | holding | — | — | — | 60,897 | I | by Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2 | $75.52 | Jan 28, 2019 | M | 164,298 | D | Feb 4, 2017 | Feb 4, 2026 | Common Stock | 164,298 | 82,149 | D |
Explanation of responses
- F1Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain.
- F2This option becomes exercisable in three equal installments starting one year from the grant date.