SEC Form 4 · accession 0000100885-18-000226
UNION PACIFIC CORP · UNP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lynden L Tennison
Officer — EVP & CHIEF STRATEGY OFFICER
Period of report
Sep 19, 2018
Accepted (ET)
Sep 20, 2018 · 5:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000100885
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 19, 2018 | M | 26,992 | $75.52 | A | 80,970 | D | |
| Common Stock | Sep 19, 2018 | F | 12,453 | $163.70 | D | 68,517 | D | |
| Common Stock | Sep 19, 2018 | F | 6,390 | $163.70 | D | 62,127 | D | |
| Common StockF1 | holding | — | — | — | 3,536 | I | by Managed Account | |
| Common Stock | holding | — | — | — | 28,004 | I | by Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2 | $75.52 | Sep 19, 2018 | M | 26,992 | D | Feb 4, 2017 | Feb 4, 2026 | Common Stock | 26,992 | 13,496 | D |
Explanation of responses
- F1Includes holdings in employee 401(k) benefit plan as of Transaction Date.
- F2This option becomes exercisable in three equal installments starting one year from the grant date.