SEC Form 4 · accession 0000100885-18-000197
UNION PACIFIC CORP · UNP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Todd M. Rynaski
Officer — VP & CONTROLLER
Period of report
Aug 3, 2018
Accepted (ET)
Aug 7, 2018 · 11:52 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000100885
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 3, 2018 | M | 2,472 | $66.00 | A | 13,342 | D | |
| Common Stock | Aug 3, 2018 | F | 1,089 | $149.94 | D | 12,253 | D | |
| Common Stock | Aug 3, 2018 | F | 400 | $149.94 | D | 11,853 | D | |
| Common StockF1 | holding | — | — | — | 543 | I | By Deferral Account | |
| Common StockF2 | holding | — | — | — | 368 | I | by Daughter | |
| Common Stock | holding | — | — | — | 586 | I | by Spouse | |
| Common Stock | holding | — | — | — | 8,596 | I | by Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F3 | $66.00 | Aug 3, 2018 | M | 2,472 | D | Feb 7, 2014 | Feb 7, 2023 | Common Stock | 2,472 | 0 | D |
Explanation of responses
- F1Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain.
- F2The reporting person disclaims beneficial ownership of these securities.
- F3This option became exercisable in three equal installments starting one year from the grant date.