SEC Form 4 · accession 0000100885-18-000190
UNION PACIFIC CORP · UNP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lance M Fritz
Officer — Chairman President & CEO
Period of report
Jul 30, 2018
Accepted (ET)
Jul 31, 2018 · 5:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000100885
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 30, 2018 | M | 49,566 | $87.56 | A | 512,436 | D | |
| Common Stock | Jul 30, 2018 | F | 29,214 | $148.56 | D | 483,222 | D | |
| Common Stock | Jul 30, 2018 | F | 9,423 | $148.56 | D | 473,799 | D | |
| Common StockF1 | holding | — | — | — | 23,426 | I | By Deferral Account | |
| Common Stock | holding | — | — | — | 60,897 | I | by Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2 | $87.56 | Jul 30, 2018 | M | 49,566 | D | Feb 6, 2015 | Feb 6, 2024 | Common Stock | 49,566 | 0 | D |
Explanation of responses
- F1Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain.
- F2This option became exercisable in three equal installments starting one year from the grant date.