SEC Form 4 · accession 0000100885-17-000259
UNION PACIFIC CORP · UNP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert M Knight Jr.
Officer — EVP & CHIEF FINANCIAL OFFICER
Period of report
Dec 5, 2017
Accepted (ET)
Dec 6, 2017 · 5:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000100885
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 5, 2017 | M | 60,618 | $66.00 | A | 209,448 | D | |
| Common Stock | Dec 5, 2017 | F | 30,757 | $130.08 | D | 178,691 | D | |
| Common Stock | Dec 5, 2017 | F | 14,602 | $130.08 | D | 164,089 | D | |
| Common StockF1 | holding | — | — | — | 191,898 | I | (1) | |
| Common StockF2 | holding | — | — | — | 490 | I | by Managed Account | |
| Common Stock | holding | — | — | — | 13,550 | I | by Trust | |
| Common Stock | holding | — | — | — | 73,935 | I | by Trust 2 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F3 | $66.00 | Dec 5, 2017 | M | 60,618 | D | Feb 7, 2014 | Feb 7, 2023 | Common Stock | 60,618 | 0 | D |
Explanation of responses
- F1Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain.
- F2Includes holdings in employee benefit plans, Tax Reduction and Payroll Based Stock Plans, as of Transaction Date.
- F3This option became exercisable in three equal installments starting one year from the grant date.