SEC Form 4 · accession 0000100885-17-000158
UNION PACIFIC CORP · UNP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cameron A Scott
Officer — EVP & CHIEF OPERATING OFFICER
Period of report
Jul 7, 2017
Accepted (ET)
Jul 10, 2017 · 1:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000100885
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 7, 2017 | M | 17,604 | $75.52 | A | 95,470 | D | |
| Common StockF2 | Jul 7, 2017 | S | 17,604 | $107.60 | D | 77,866 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F3 | $75.52 | Jul 7, 2017 | M | 17,604 | D | Feb 4, 2017 | Feb 4, 2026 | Common Stock | 17,604 | 35,208 | D |
Explanation of responses
- F1This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 12, 2017.
- F2This transaction was executed in multiple trades at prices ranging from $106.96 to $107.95. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3This option became exercisable in three equal installments starting one year from the grant date.