SEC Form 4 · accession 0000100885-17-000073
UNION PACIFIC CORP · UNP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Elizabeth F Whited
Officer — EVP & CHIEF MARKETING OFFICER
Period of report
Mar 10, 2017
Accepted (ET)
Mar 13, 2017 · 11:36 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000100885
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 10, 2017 | M | 1,000 | $31.19 | A | 50,583 | D | |
| Common Stock | Mar 10, 2017 | S | 1,000 | $106.89 | D | 49,583 | D | |
| Common StockF2 | holding | — | — | — | 1,331 | I | By Deferral Account |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F3 | $31.19 | Mar 10, 2017 | M | 1,000 | D | Jan 31, 2009 | Jan 31, 2018 | Common Stock | 1,000 | 2,000 | D |
Explanation of responses
- F1This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 9, 2017.
- F2Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain.
- F3This option became exercisable in three equal installments starting one year from the grant date.