SEC Form 4 · accession 0000100885-17-000068
UNION PACIFIC CORP · UNP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lance M Fritz
Officer — CHAIRMAN, PRESIDENT & CEO
Period of report
Feb 6, 2017
Accepted (ET)
Feb 8, 2017 · 3:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000100885
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 6, 2017 | F | 7,821 | $107.69 | D | 414,191 | D | |
| Common Stock | Feb 6, 2017 | D | 6,855 | $0.00 | D | 407,336 | D | |
| Common StockF1 | Feb 7, 2017 | J | 6,664 | $0.00 | D | 400,672 | D | |
| Common Stock | Feb 7, 2017 | F | 306 | $107.65 | D | 400,366 | D | |
| Common StockF1 | Feb 7, 2017 | J | 6,664 | $107.65 | A | 48,068 | I | By Deferral Account |
| Common Stock | holding | — | — | — | 33,172 | I | by Trust | |
| Common Stock | holding | — | — | — | 27,725 | I | by Trust 2 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain.