SEC Form 4 · accession 0000100885-17-000062
UNION PACIFIC CORP · UNP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert M Knight Jr.
Officer — EVP & CHIEF FINANCIAL OFFICER
Period of report
Feb 6, 2017
Accepted (ET)
Feb 8, 2017 · 11:39 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000100885
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 6, 2017 | F | 8,758 | $107.69 | D | 173,688 | D | |
| Common Stock | Feb 6, 2017 | D | 7,676 | $0.00 | D | 166,012 | D | |
| Common Stock | Feb 7, 2017 | F | 3,928 | $107.65 | D | 162,084 | D | |
| Common StockF1 | holding | — | — | — | 188,769 | I | (1) | |
| Common StockF2 | holding | — | — | — | 482 | I | by Managed Account | |
| Common Stock | holding | — | — | — | 13,550 | I | by Trust | |
| Common Stock | holding | — | — | — | 32,723 | I | by Trust 2 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain.
- F2Includes holdings in employee benefit plans, Tax Reduction and Payroll Based Stock Plans, as of Transaction Date.