SEC Form 4 · accession 0000100885-17-000031
UNION PACIFIC CORP · UNP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew H Card Jr.
Director
Period of report
Jan 25, 2017
Accepted (ET)
Jan 26, 2017 · 10:44 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000100885
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 25, 2017 | M | 7,400 | $24.25 | A | 22,400 | D | |
| Common StockF3 | Jan 25, 2017 | S | 4,000 | $109.5323 | D | 18,400 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2 | $24.25 | Jan 25, 2017 | M | 7,400 | D | Jan 30, 2008 | Jan 30, 2017 | Common Stock | 7,400 | 0 | D |
Explanation of responses
- F1The reporting person exercised stock options that were due to expire on January 30, 2017.
- F2On May 28, 2008 and June 6, 2014, Union Pacific Corporation effected 2-for-1 stock splits in the form of a stock dividend. Amounts of securities and the grant price or prices with respect to options, if any, and restricted stock or restricted stock units, if any, reported on this form have been adjusted to reflect the stock splits.
- F3This transaction was executed in multiple trades at prices ranging from $109.5325 to $109.532. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.