SEC Form 4 · accession 0000100885-16-000469
UNION PACIFIC CORP · UNP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lance M Fritz
Officer — CHAIRMAN, PRESIDENT & CEO
Period of report
Dec 14, 2016
Accepted (ET)
Dec 14, 2016 · 5:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000100885
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 14, 2016 | G | 3,088 | $0.00 | D | 327,506 | D | |
| Common StockF2 | holding | — | — | — | 41,232 | I | By Deferral Account | |
| Common Stock | holding | — | — | — | 33,172 | I | by Trust | |
| Common Stock | holding | — | — | — | 40,213 | I | by Trust 2 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person made a gift of shares to a donor-advised charitable fund.
- F2Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain.