SEC Form 4 · accession 0000100885-16-000461
UNION PACIFIC CORP · UNP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven R Rogel
Director
Period of report
Nov 22, 2016
Accepted (ET)
Nov 23, 2016 · 10:51 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000100885
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 22, 2016 | M | 7,400 | $24.25 | A | 11,400 | D | |
| Common Stock | Nov 22, 2016 | S | 7,400 | $100.5064 | D | 4,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2 | $24.25 | Nov 22, 2016 | M | 7,400 | D | Jan 30, 2008 | Jan 30, 2017 | Common Stock | 7,400 | 0 | D |
Explanation of responses
- F1The reporting person exercised stock options that were due to expire on January 30, 2017.
- F2On May 28, 2008 and June 6, 2014, Union Pacific Corporation effected 2-for-1 stock splits in the form of a stock dividend. Amounts of securities and the grant price or prices with respect to options, if any, and restricted stock or restricted stock units, if any, reported on this form have been adjusted to reflect the stock splits.