SEC Form 4 · accession 0000100885-16-000459
UNION PACIFIC CORP · UNP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Diane K Duren
Officer — EVP CHIEF ADMIN OFFICER & CORP
Period of report
Nov 18, 2016
Accepted (ET)
Nov 21, 2016 · 2:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000100885
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 18, 2016 | S | 2,840 | $98.98 | D | 128,701 | D | |
| Common StockF2 | holding | — | — | — | 11,763 | I | By Deferral Account |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 21, 2016.
- F2Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain.