SEC Form 4 · accession 0000100885-16-000446
UNION PACIFIC CORP · UNP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cameron A Scott
Officer — EVP & CHIEF OPERATING OFFICER
Period of report
Oct 7, 2016
Accepted (ET)
Oct 11, 2016 · 8:58 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000100885
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 7, 2016 | M | 6,484 | $66.00 | A | 71,320 | D | |
| Common Stock | Oct 7, 2016 | S | 6,484 | $98.44 | D | 64,836 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2 | $66.00 | Oct 7, 2016 | M | 6,484 | D | Feb 7, 2014 | Feb 7, 2023 | Common Stock | 6,484 | 0 | D |
Explanation of responses
- F1This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2016.
- F2This option became exercisable in three equal installments starting one year from the grant date.