SEC Form 4 · accession 0000100885-16-000307
UNION PACIFIC CORP · UNP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richards Judith Hope
Director
Period of report
Apr 1, 2016
Accepted (ET)
Apr 4, 2016 · 10:27 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000100885
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF1,F2 | $0.00 | Apr 1, 2016 | A | 801 | A | — | — | Common Stock | 801 | 56,510 | D |
Explanation of responses
- F1Distribution ratio for Phantom Stock Units is 1:1. End of period holdings include Phantom Stock Units granted prior to 8/15/96 which are exempt from Section 16 reporting.
- F2Phantom Stock Units are payable in cash only commencing at retirement.