SEC Form 4 · accession 0000100885-16-000298
UNION PACIFIC CORP · UNP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richards Judith Hope
Director
Period of report
Mar 11, 2016
Accepted (ET)
Mar 14, 2016 · 11:35 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000100885
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 11, 2016 | M | 7,400 | $24.25 | A | 31,940 | D | |
| Common StockF1 | Mar 11, 2016 | S | 4,000 | $81.151 | D | 27,940 | D | |
| Common StockF2 | holding | — | — | — | 1,200 | I | by Daughter |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $24.25 | Mar 11, 2016 | M | 7,400 | D | Jan 30, 2008 | Jan 30, 2017 | Common Stock | 7,400 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $81.15 to $81.16. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2The reporting person disclaims beneficial ownership of these securities.