SEC Form 4 · accession 0000100885-16-000241
UNION PACIFIC CORP · UNP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert M Knight Jr.
Officer — EVP FINANCE & CFO UPC
Period of report
Feb 2, 2016
Accepted (ET)
Feb 3, 2016 · 10:59 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000100885
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 2, 2016 | F | 3,033 | $71.71 | D | 148,742 | D | |
| Common StockF1 | Feb 2, 2016 | F | 1,272 | $71.71 | D | 147,470 | D | |
| Common StockF2 | holding | — | — | — | 185,318 | I | (1) | |
| Common StockF3 | holding | — | — | — | 441 | I | by Managed Account | |
| Common Stock | holding | — | — | — | 13,550 | I | by Trust | |
| Common Stock | holding | — | — | — | 26,895 | I | by Trust 2 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Transfer of shares for additional tax withholding purposes.
- F2Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain.
- F3Includes holdings in employee benefit plans, Tax Reduction and Payroll Based Stock Plans, as of Transaction Date.